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SMEs capital structure: trade-off or pecking order theory: a systematic review - ScienceDirect

sciencedirect.com

How small businesses actually decide to fund themselves is a battleground between two rival theories — and a sweeping new review finally sizes up who's winning.

Pecking Order TheoryTrade-Off TheoryCapital Structure TheoryInformation Asymmetry

Theory Briefing

  • A systematic Scopus review interrogates whether SMEs follow Trade-Off Theory, balancing debt tax shields against bankruptcy risk, or something else entirely.
  • Pecking Order Theory predicts SMEs prefer internal funds first, then debt — fitting firms that lack easy access to public capital markets.
  • The review's findings matter because misreading SME financing behavior leads to flawed policy, credit models, and lending decisions worldwide.